Sumitomo Mitsui Banking Corporation (2019)

Adoption Date: 23 Jan 2006
Country of Headquarters: Japan
Region of Headquarters: Asia-Oceania
Current EPFI Reporting Year/Period: 2019
Institutional Reporting: Link to Report

 

Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.

Further information on this EPFI may be obtained through the Institutional Reporting hyperlink.

Project Finance Advisory Services

Total number mandated in the reporting period: 24

Sector
Mining
Infrastructure 4
Oil & Gas 5
Power 12
Others 3
Sub-Total 24
Region
Americas 4
Europe, Middle East & Africa 8
Asia Pacific 12
Sub-Total 24

Project Finance Transactions

Total number that reached Financial Close in the reporting period: 64

Equator Principles Category A1 B2 C3
Sector
Mining 1
Infrastructure 3 11 1
Oil & Gas 3 8
Power 2 31 1
Others 3
Region
Americas 4 19 3
Europe, Middle East & Africa 1 16 1
Asia Pacific 4 15 1
Country Designation
Designated Country 4 1 36 4
Non Designated Country 8 14 1
Both
Independent Review
Yes 9 43 1
No 7 4
Totals 9 50 5
1

Category A – Projects with potential significant adverse environmental and social risks and/or impacts that are diverse, irreversible or unprecedented.

2

Category B – Projects with potential limited adverse environmental and social risks and/or impacts that are few in number, generally site-specific, largely reversible and readily addressed through mitigation measures.

3

Category C – Projects with minimal or no adverse environmental and social risks and/or impacts.

4

Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. See list of Designated Countries.

Project-related Refinance & Project-related Acquisition For Project Finance

This information is required under EP4. EP4 applies for those transactions mandated after 1 October 2020 and that have reached Financial Close by the end of the period being reported.

Project Name Reporting For Project Finance (And Project-related Refinance & Project-related Acquisition Finance For Project Finance)

No. Project Name Sector Country(s) Year of Financial Close
1 UCF HOTEL VENTURE V Others United States 2019
2 Osato Solar Park Power Japan 2019
3 Autopista al Mar 1 Infrastructure Colombia 2019
4 Project Sakaka Power Saudi Arabia 2019
5 AOMORI SHICHINOHE MEGASOLAR Power Japan 2019
6 North Hokkaido Wind Energy Transmission Project Infrastructure Japan 2019
7 Midship Pipeline Oil & Gas United States 2019
8 Autopista al Mar 2 Infrastructure Colombia 2019
9 Tlicho All-Season Road Infrastructure Canada 2019
10 Cross River Rail PPP Infrastructure Australia 2019
11 MOCD- II Project Oil & Gas Thailand 2019
12 Yokosuka Power Project Power Japan 2019
13 Confederation Line Extension Project Infrastructure Canada 2019
14 Windpark Deil B.V. Power Netherlands 2019
15 Resorts World Las Vegas Others United States 2019
16 Jackson Generation Power United States 2019
17 Walloon Street Lighting Project Infrastructure Belgium 2019
18 Silvertown tunnel project (Riverlinx) Infrastructure United Kingdom 2019
19 DAJ Wind Project Power Saudi Arabia 2019
20 Hamriyah IPP Power United Arab Emirates 2019
21 ESAP (Energy Services Acquisition/Energy Service Modernization) Infrastructure Canada 2019
22 BW Gas Port Acu FSRU project Oil & Gas Brazil 2019
23 Sparks Battery Holdings 2, LLC Power United States 2019
24 Regional Express Rail Davenport Diamond Infrastructure Canada 2019
25 Anegasaki Power Project Power Japan 2019
26 Parque Eolico Cabo Leones III Power Chile 2019
27 Quebrada Blanca Phase II Mining Chile 2019
28 Ferrocarril Central Infrastructure Uruguay 2019
29 Sabine Pass Train 6 Oil & Gas United States 2019
30 Windpark Vermeer B.V. Power Netherlands 2019
31 Polaris Wind Energy Project Power United States 2019
32 Windpark Mauve B.V. Power Netherlands 2019
33 Windpark Mondriaan B.V. Power Netherlands 2019
34 A9 PPP project Infrastructure Netherlands 2019
35 Neart na Gaoithe Offshore Windfarm Power United Kingdom 2019
36 Bango Wind Farm Power Australia 2019
37 Pasto Rumichaca Toll Road Infrastructure Colombia 2019
38 Energia Solar del Poniente, S. de R.L. de C.V. Power Mexico 2019
39 Venture Global Calcasieu Pass Oil & Gas United States 2019
40 Project Bilbao Power United Kingdom 2019
41 Permian Highway Pipeline Project Oil & Gas United States 2019
42 GUERANDE - SNA Offshore Power France 2019
43 Neosho Ridge Wind LLC Power United States 2019
44 Condor Energia Power Chile 2019
45 Outlaw Wind Project Power United States 2019
46 Aviator Wind Power United States 2019
47 Project Stirling (East Rockingham RRF) Power Australia 2019
48 Van Phong 1 Coal-Fired Power Generation Project Power Vietnam 2019

Number of projects that were not disclosed as per the disclosure conditions specified in Annex B of the Principles: 16

Under EP4, project name reporting is required for Project Finance transactions that have reached Financial Close and encouraged for Project-Related Corporate Loans that have reached Financial Close.

Project-Related Corporate Loans

Total number that reached Financial Close in the reporting period: 12

Equator Principles Category A1 B2 C3
Sector
Mining 1
Infrastructure 1
Oil & Gas 1 4 1
Power 1
Others 1 2
Region
Americas 2
Europe, Middle East & Africa 2 1
Asia Pacific 2 3 2
Country Designation
Designated Country 4 3 2
Non Designated Country 2 4 1
Both
Independent Review
Yes 2 5 1
No 2 2
Totals 2 7 3
1

Category A – Projects with potential significant adverse environmental and social risks and/or impacts that are diverse, irreversible or unprecedented.

2

Category B – Projects with potential limited adverse environmental and social risks and/or impacts that are few in number, generally site-specific, largely reversible and readily addressed through mitigation measures.

3

Category C – Projects with minimal or no adverse environmental and social risks and/or impacts.

4

Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. See list of Designated Countries.

Project-related Refinance & Project-related Acquisition For Project-related Corporate Loans

This information is required under EP4. EP4 applies for those transactions mandated after 1 October 2020 and that have reached Financial Close by the end of the period being reported.

Project Name Reporting For Project-related Corporate Loans (And Project-related Refinance & Project-related Acquisition For Project-related Corporate Loans)

Number of projects that were not disclosed as per the disclosure conditions specified in Annex B of the Principles: 12

Under EP4, project name reporting is encouraged for Project-Related Corporate Loans that have reached Financial Close and required for Project Finance transactions that have reached Financial Close.

EP4 applies for those transactions mandated after 1 October 2020 and that have reached Financial Close by the end of the period being reported.

Implementation of the Equator Principles

Sumitomo Mitsui Banking Corporation’s implementation reporting is available here.