Reporting – National Australia Bank Limited (2017 – 2018)

Adoption Date:25 October 2007
Country of Headquarters:Australia
Region of Headquarters:Oceania
Institutional Reporting Hyperlink:https://www.nab.com.au/about-us/corporate-responsibility/shareholders/esg-risk-management
Current EPFI Reporting Year/Period:1 October 2017 - 30 September 2018
EPFI Reporting in Compliance:Yes

Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.

Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.

PROJECT FINANCE ADVISORY SERVICES

Total number mandated in the reporting period: 1

SectorTotal
Sub Total1
Mining
Infrastructure
Oil & Gas
Power
Others1

[table “1978” not found /]

PROJECT FINANCE TRANSACTIONS

Total number that reached financial close in the reporting period: 20

Totals0200
Totals0200
SectorCategory ACategory BCategory C
Mining2
Infrastructure3
Oil & Gas2
Power13
Others
RegionCategory ACategory BCategory C
Americas9
Europe, Middle East & Africa1
Asia Pacific10
Country DesignationCategory ACategory BCategory C
Designated120
Non-Designated
Independent ReviewCategory ACategory BCategory C
Yes20
No

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: https://www.equator-principles.com/index.php/ep3/designated-countries

PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS (OCTOBER 2017 – SEPTEMBER 2018)

No.Project NameSectorHost Country Name/ Project LocationYear of Financial Close
1Tahoka Wind FarmPowerUSA2018
2Kawailoa Solar ProjectPowerUSA2018
3NRG Oahu Solar ProjectPowerUSA2018
4Rio Bravo Wind FarmPowerUSA2018
5Caitan S.p.A (Spence)InfrastructureUSA2018
6Corpus ChristiOil & GasUSA2018
7Canadian Breaks Wind FarmPowerUSA2018
8South Field EnergyPowerUSA2018
9Phoebe SolarPowerUSA2018
10Emerald Solar FarmPowerAustralia2018
11Springvale Mount Piper Water Treatment projectInfrastructureAustralia2018
12Dalgaranga Gold ProjectMiningAustralia2018
13Melbourne's Metro Tunnel ProjectInfrastructureAustralia2018
14Stockyard Hill Wind FarmPowerAustralia2018
15Cooper Energy LtdOil & GasAustralia2018
16Gruyere Gold ProjectMiningAustralia2018
17Crowlands Wind FarmPowerAustralia2018
18Lal Lal Wind FarmsPowerAustralia2018
19Haughton Solar FarmPowerAustralia2018
20Blyth Holdings LimitedPowerUK2018

PROJECT-RELATED CORPORATE LOANS

Total number that reached financial close in the reporting period: 0

IMPLEMENTATION OF THE EQUATOR PRINCIPLES

National Australia Bank’s implementation reporting is provided at https://www.nab.com.au/about-us/corporate-responsibility/shareholders/esg-risk-management.

EP-related information can also be found in National Australia Bank’s 2018 Sustainability Report (pages 18-20) and National Australia Bank’s 2018 Sustainablity Data Pack (page 3). These reports can be found here: https://www.nab.com.au/about-us/shareholder-centre/financial-disclosuresandreporting/annual-reports-and-presentations