Reporting – National Australia Bank Limited (2016 – 2017)

Adoption Date:25 October 2007
Country of Headquarters:Australia
Region of Headquarters:Oceania
Institutional Reporting Hyperlink:https://www.nab.com.au/about-us/corporate-responsibility/shareholders/esg-risk-management
Current EPFI Reporting Year/Period:1 October 2016 - 30 September 2017
EPFI Reporting in Compliance:Yes

Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.

Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.

PROJECT FINANCE ADVISORY SERVICES

Total number mandated in the reporting period: 1

SectorTotal
Sub Total1
Mining
Infrastructure
Oil & Gas
Power1
Others

RegionTotal
Sub Total1
Americas
Europe, Middle East & Africa
Asia Pacific1

PROJECT FINANCE TRANSACTIONS

Total number that reached financial close in the reporting period: 18

Totals0171
Totals0171
SectorCategory ACategory BCategory C
Mining
Infrastructure21
Oil & Gas1
Power14
Others
RegionCategory ACategory BCategory C
Americas5
Europe, Middle East & Africa4
Asia Pacific81
Country DesignationCategory ACategory BCategory C
Designated1171
Non-Designated
Independent ReviewCategory ACategory BCategory C
Yes171
No

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: https://www.equator-principles.com/index.php/ep3/designated-countries

PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS (OCTOBER 2016 – SEPTEMBER 2017)

No.Project NameSectorHost Country Name/ Project LocationYear of Financial Close
1Kiata Wind FarmPowerAustralia2016
2Westconnex M4InfrastructureAustralia2016
3Mount Emerald Wind FarmPowerAustralia2016
4Clare Solar FarmPowerAustralia2016
5Silverton Wind FarmPowerAustralia2017
6Bungala One Solar FarmPowerAustralia2017
7Bungala Two Solar FarmPowerAustralia2017
8New Grafton Correctional Centre PPPInfrastructureAustralia2017
9ShapEd NZ Limited PartnershipInfrastructureNew Zealand2017
10Race Bank Wind FarmPowerUK2016
11Kype Muir Wind FarmPowerUK2017
12Middle Muir Wind FarmPowerUK2017
13Moor House Wind FarmPowerUK2017
14Cricket Valley Energy CentrePowerUSA2017
15CPV Fairview Energy CentrePowerUSA2017
16Elba Island LNGOil & GasUSA2017
17Willow Springs Wind FarmPowerUSA2017
18Hickory Run Energy StationPowerUSA2017

PROJECT-RELATED CORPORATE LOANS

Total number that reached financial close in the reporting period: 0

IMPLEMENTATION OF THE EQUATOR PRINCIPLES

National Australia Bank’s implementation reporting is provided in their 2017 Equator Principles Report. Please also refer to the Project-related Finance and the Equator Principles section at: https://www.nab.com.au/about-us/corporate-responsibility/shareholders/esg-risk-management