Reporting – National Australia Bank Limited (2015 – 2016)

Adoption Date:25 October 2007
Country of Headquarters:Australia
Region of Headquarters:Oceania
Institutional Reporting Hyperlink:https://www.nab.com.au/about-us/corporate-responsibility/shareholders/esg-risk-management
Current EPFI Reporting Year/Period:1 October 2016 - 30 September 2017
EPFI Reporting in Compliance:Yes

Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.

Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.

PROJECT FINANCE ADVISORY SERVICES

Total number mandated in the reporting period: 11

SectorTotal
Sub Total11
Mining
Infrastructure4
Oil & Gas
Power5
Others2

RegionTotal
Sub Total11
Americas
Europe, Middle East & Africa
Asia Pacific11

PROJECT FINANCE TRANSACTIONS

Total number that reached financial close in the reporting period: 5

Totals071
Totals122
SectorCategory ACategory BCategory C
Mining1
Infrastructure1
Oil & Gas
Power1
Others2
RegionCategory ACategory BCategory C
Americas1
Europe, Middle East & Africa
Asia Pacific112
Country DesignationCategory ACategory BCategory C
Designated122
Non-Designated1
Independent ReviewCategory ACategory BCategory C
Yes122
No

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: https://www.equator-principles.com/index.php/ep3/designated-countries

PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS (OCTOBER 2015 – SEPTEMBER 2016)

No.Project NameSectorHost Country Name/ Project LocationYear of Financial Close
1Australian National University Student AccommodationOthersAustralia2016
2Western Australia Schools PPPOthersAustralia2015
3Westconnex NEW M5InfrastructureAustralia2015
4Oyu TolgoiMiningMongolia2015
5Towantic Energy CentrePowerUSA2016

PROJECT-RELATED CORPORATE LOANS

Total number that reached financial close in the reporting period: 1

Totals010
SectorCategory ACategory BCategory C
Mining
Infrastructure
Oil & Gas
Power1
Others
RegionCategory ACategory BCategory C
Americas
Europe, Middle East & Africa
Asia Pacific1
Country DesignationCategory ACategory BCategory C
Designated11
Non-Designated
Independent ReviewCategory ACategory BCategory C
Yes
No1
Totals010

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: https://www.equator-principles.com/index.php/ep3/designated-countries

IMPLEMENTATION OF THE EQUATOR PRINCIPLES

National Australia Bank’s implementation reporting is provided in their 2016 Equator Principles Report. Further information can be found at: https://www.nab.com.au/about-us/corporate-responsibility/shareholders/esg-risk-management.