Reporting – CaixaBank (2015)

Adoption Date:19 March 2007
Country of Headquarters:Spain
Region of Headquarters:Europe
Institutional Reporting Hyperlink:http://www.caixabank.com/responsabilidadcorporativa/medioambiente_en.html

http://caixabank.com/deployedfiles/caixabank/Estaticos/PDFs/Info_corporativa/CaixaBank_Equator_Principles_management.pdf
Current EPFI Reporting Year/Period:2015
EPFI Reporting in Compliance:Yes

Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.

Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.

PROJECT FINANCE ADVISORY SERVICES

Total number mandated in the reporting period: 0

PROJECT FINANCE TRANSACTIONS

Total number that reached financial close in the reporting period: 14

Totals0122
Totals0122
SectorCategory ACategory BCategory C
Mining
Infrastructure31
Oil & Gas2
Power71
Others
RegionCategory ACategory BCategory C
Americas7
Europe, Middle East & Africa51
Asia Pacific
Country DesignationCategory ACategory BCategory C
Designated1121
Non-Designated
Independent ReviewCategory ACategory BCategory C
Yes121
No

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries

PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS

No.Project NameSectorHost Country Name/ Project LocationYear of Financial Close
1Barbers Wind ParkPowerSpain2015
2Block Island Wind FarmPowerUSA2015
3Central Hidroelectrica Gorona Del VientoPowerSpain2015
4ChataPowerChile2015
5Comanche Trail PipelineInfrastructureUSA2015
6Corpus Christi LNG LiquefactionOil & GasUSA2015
7GoyaInfrastructureSpain2015
8Koole TerminalsInfrastructureThe Netherlands2015
9LaberintoPowerChile2015
10Parque Eolico do DouroPowerPortugal2015
11Proyecto GmbhPowerGermany2015
12Sabine Pass LNG Liquefaction (Trains 1-5)Oil & GasUSA2015
13Trans-Pecos PipelineInfrastructureUSA2015
14WindsorPowerUK2015

PROJECT-RELATED CORPORATE LOANS

Total number that reached financial close in the reporting period: 0

IMPLEMENTATION OF THE EQUATOR PRINCIPLES

EP application is a joint responsibility of the commercial, legal, risk and corporate responsibility teams, with the aid of external and independent consultants. There is no staff solely dedicated to its application, but every employee from these divisions is responsible for ensuring compliance with EP for any operation within the EP scope in which they are involved.

Also, the Risk Committee and the Corporate Responsibility and Reputation Committee may intervene, when deemed necessary, in the approbation process or, later on, in the monitoring phase.

Once a project has reached financial closure, within the commercial team there is a group devoted to, among other responsibilities, monitoring the projects. Accordingly, once the external & independent consultant sends the monitoring reports, a joint team with members of the commercial and corporate responsibility teams review these reports.

Reporting to the EP Association is responsibility of the Corporate Responsibility team.

For further information on EP implementation go to:

http://caixabank.com/responsabilidadcorporativa/medioambiente_en.html

http://caixabank.com/deployedfiles/caixabank/Estaticos/PDFs/Info_corporativa/CaixaBank_
Equator_Principles_management.pdf